Trading fund

Results: 1304



#Item
861Financial services / Financial markets / Trade Repository / Systemic risk / Hedge fund / Derivative / Markets in Financial Instruments Directive / Dodd–Frank Wall Street Reform and Consumer Protection Act / Commodity Futures Trading Commission / Financial economics / Finance / Investment

Alternative Investment Management Association David A. Stawick, Secretary of the Commission, Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street, NW.,

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Source URL: www.sec.gov

Language: English - Date: 2011-09-26 15:29:40
862Financial services / Collective investment schemes / Institutional investors / Net asset value / Mutual fund / Money market fund / Federal Reserve System / Closed-end fund / Financial economics / Investment / Funds

Microsoft Word - Memorandum from the Division of Trading and Markets regarding a meeting with a representative from Bryan Cave

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Source URL: www.sec.gov

Language: English - Date: 2008-08-20 14:08:41
863United States federal banking legislation / Systemic risk / Financial markets / Volcker Rule / Dodd–Frank Wall Street Reform and Consumer Protection Act / Hedge fund / Investment banking / Liquidity risk / Proprietary trading / Financial economics / Finance / Economics

JPMC Comment Letter on Volcker Rule

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Source URL: www.sec.gov

Language: English - Date: 2012-02-14 11:59:21
864Finance / Financial data vendors / Interactive Data Corporation / Funds / Market data / Money market fund / Electronic trading / Financial economics / Investment / Financial markets

Press Release FOR IMMEDIATE RELEASE Interactive Data Well-Positioned to Support Customers’ Compliance with SEC’s Final Ruling on Money Market Fund Reform NEW YORK, July[removed] – Interactive Data, a leading provide

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Source URL: www.interactivedata.com

Language: English - Date: 2014-08-28 11:12:09
865Finance / Financial data vendors / Stock market / Interactive Data Corporation / Market data / Security / Electronic trading / Auction rate security / London Stock Exchange / Financial economics / Investment / Financial markets

FundRunSM Interactive Data’s FundRunSM service is designed to help mutual fund sponsors, fund custodians, and investment managers meet the rigid deadlines for reporting net asset values (NAVs) to the Mutual Fund Quotat

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Source URL: www.interactivedata.com

Language: English - Date: 2014-08-28 11:11:32
866Climate change policy / Emissions trading / Sustainable energy

Cap-and-Trade Auction Proceeds Greenhouse Gas Reduction Fund Presented to the Bay Area Joint Policy Committee March 21, 2014 Richard W. Corey, Executive Officer

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Source URL: www.abag.ca.gov

Language: English - Date: 2014-05-15 19:47:02
867Funds / Financial services / Collective investment schemes / Institutional investors / Net asset value / Mutual fund / Late trading / Securities and Exchange Commission / Short / Financial economics / Investment / Finance

OppenheimerFunds" Robert C. Zack Executive Vice President and General Counsel Telephone: [removed]Facsimile: [removed]

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Source URL: www.sec.gov

Language: English - Date: 2004-04-05 13:49:53
868111th United States Congress / Dodd–Frank Wall Street Reform and Consumer Protection Act / Late-2000s financial crisis / Presidency of Barack Obama / Systemic risk / United States federal banking legislation / U.S. Securities and Exchange Commission / Hedge fund / Commodity Futures Trading Commission / Financial economics / Finance / Investment

January 10, 2013 Elizabeth M. Murphy, Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC[removed]

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Source URL: www.sec.gov

Language: English - Date: 2013-01-11 10:52:23
869Commodities market / Stock market / Financial markets / Hedge fund / Commodity pool / Commodity Futures Trading Commission / Foreign exchange market / Futures contract / Commodity market / Financial economics / Investment / Finance

  10 January 2012    VIA ELECTRONIC MAIL  Honorable Mary L. Schapiro   

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Source URL: www.sec.gov

Language: English - Date: 2012-01-11 12:13:14
870Financial services / United States housing bubble / Credit default swap / Hedge fund / Swap / Interest rate swap / Credit derivative / Dodd–Frank Wall Street Reform and Consumer Protection Act / Derivative / Financial economics / Finance / Investment

February 22, 2011 Via Electronic Submission: http://comments.cftc.gov http://www.sec.gov/rules/proposed.shtml David A. Stawick Secretary Commodity Futures Trading Commission

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Source URL: www.sec.gov

Language: English - Date: 2011-03-01 08:15:58
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